Welcome to ica!
Week 1 Day 2
Start
Welcome Back!
Reflection
Share 3 things you learned or found interesting yesterday.
What is one goal that you have for today?
Next
Index
Today's Agenda
01
Learning Review
02
ICA Client Portal
03
RingCentral
04
Keeper
05
Gusto
06
Integrated Cyber Advisors
You will meet via Zoom at 10am MT with the cyber team.
07
SharePoint
08
Hubspot Intro (If time permits)
09
Reflection
Next
Learning Objectives
Today you will...
- Learn about more tools ICA uses internally.
- Learn how to navigate Our Client Portal
- Explore ICA's filing system and files.
- Dive deeper into Integrated Cyber Advisors and cybersecurity processes at ICA.
More Information +
Next
How this Course Works
Click each item to learn more
More Information +
If you have any issues throughout this course, do not hesitate to reach out to Ashley Craddock via text or call at 303-718-3066
Next
Learning Review
01
A look back
at yesterday's learning...
Next
Learning Review
Our Symbols = Our Culture
Boris the bear
Gold
Honey the bee
Teamwork | ConsistencyCompound Effort
Resilience through tough seasons.
The Standard: What's true and worth protecting.
Next
Learning Review
Mission
We believe that when people understand the why, compliance becomes more than a process. It becomes a way of leading a team with trust and purpose. Our mission is to set the standard through integrity, hard work, and honesty. We build a culture where accountability and heart go hand in hand, where preparation creates confidence, and where compliance teams feel both challenged and cared for.
Next
Learning Review
ICA Curated, Inc.
At the center of all the other departments
Integrated Compliance Advisors
Offers regulatory compliance for RIAs. Is a client of all other departments.
Integrated Cyber Advisors
Offers cyber solutions to compliance clients.
Integrated Creative Advisors
Offers marketing and branding solutions to compliance clients.
Next
Learning Review
Stacie Craddock
Adam Ostermiller
Ashley Craddock
Tammi Ellis
Next
Integrated Compliance Advisors
Lindsay Rider
Stacie Craddock
Catherine Teichert
Amanda Walker
Tammi Ellis
Izzy Daboub
Next
Learning Review
Kristyn Koller
Adam Ostermiller
Next
Learning Review
Deandra Miklos
Anniston Craddock
Izzy Daboub
Luke Ostermiller
Sally Davey
Jennifer Stevens
Next
Learning Review
Next
Learning Review
The Tools (so far)
Teams
Outlook
SharePoint
Next
Learning Review
Question 1:
Next
Learning Review
Question 2:
Next
Learning Review
Question 3:
Next
ICA Client Portal
02
ICA Client Portal
Tools Built for Success
Next
ICA Client Portal
ICA Client Portal
An overview of the client portal and it's uses. Our client portal, found through our website, is kept up to date with the latest information for our clients. This is a great tool for all clients and is included standard for ICA clients at any level of service in any silo.
Next
ICA Client Portal
To Do:
Sign up for the Client Portal
Explore the Client Portal
Use the temporary login to sign in while you wait for your access to be approved.Username: training@integrated-compliance.comPassword: TrainingModule
Next
RingCentral
03
Ring Central
Our VOIP system
Next
Tools
Answer the phone:
Thank you for calling ICA. This is [Your Name]. How may I help you?
Ring Central
Our phone system. Use this to call colleagues and clients. Note that all incoming and outgoing calls are recorded.
Next
Tools
To Do:
Download the RingCentral app on your computer.
Download the RingCentral app on your phone (this is optional).
Call Ashley Craddock and tell her how your day is going so far.
Next
Keeper
04
Keeper
Password Manager
Next
Tools
Keeper
Secure Password Manager. Keeper is our shared storage system which keeps all of our passwords safe and encrypted, while allowing us to share with one another between devices.
Next
Tools
To Do:
Access Keeper
Download the Keeper Chrome extension.
Try using the keeper extension to login to 5 firm's of your choice on FINRA Gateway
Next
Gusto
05
Gusto
HR and Time Request Manageme
Next
Tools
Gusto
Time Management. Gusto is where you request time off, download your W2 Statements, and complete various other HR related tasks.
Next
Tools
To Do:
Verify that you can login to Gusto.
Bookmark the Gusto website in your browser.
Download the Gusto app on your phone (this is optional.)
Next
Cyber
06
Integrated Cyber Advisors
Connect with the Cyber Team at 1:00 PM MT
This event is on your Outlook Calendar
Next
SharePoint
02
SharePoint
Navigating and Using our Files
Next
Tools
Sharepoint
Shared File Storage. Sharepoint is our central hub for all of our client and internal files. Watch this video to learn how to navigate it and everything it has to offer.
Next
Tools
To Do:
Bookmark our Sharepoint in your browser (be sure to use Google Chrome as your main browser)
Sync the Sharepoint files with your computer.
Navigate to: (Silos --> Curated --> Consultant WIP) and add a file with your name.
Next
SharePoint
SharePoint
Connecting our Files. Yesterday, you synced SharePoint on your computer and learned, at a high level, how to navigate our files. Today, we will take a deeper dive into our SharePoint system and will explore some commonly used items within the filing system.
Next
SharePoint
Part 1
ADV 2A
SharePoint
ADV 2B
Form CRS
The File Structure.
BCP
Compliance Manual
ADV & CRS
Privacy Policy
Base Docs
Investment Advisory
Branding
Financial Planning
Firm Name
Client Agreements
Consulting
All Testing Folders
Enhanced Calls
Employee Name
U4
Next
U5
Employee Name
SharePoint
To Do:
Create the main folders within Company ABC
Save a COPY of the following documents in Company ABC's folder. Be sure to save them in the correct locations.
- Compliance Manual
- Privacy Policy
- Form CRS
- 2A Brochure
Next
SharePoint
1.
Next
SharePoint
2.
Next
Hubspot
08
Hubspot
Tools Built for Success
Next
Hubspot
Hubspot
An Intro to our CRM. Hubspot is our main CRM system. All of our client notes and tasks are maintained within this platform. Client forms (I.e. annual amendment forms, U4/2B forms, etc.) automatically flow through here as well.
Next
Hubspot
To Do:
Set your profile pic in Hubspot
Link your Inbox (if not already done)
Download the Outlook Extension.
Create Company Views
Create Task Views
Next
Reflection
09
Reflection
We would like to hear your thoughts...
Next
Reflection
01.
Next
Reflection
02.
Next
Reflection
03.
Next
Feedback
Next
Thank you!
Don't forget your 3pm MT meeting with Ashley. It is on your calendar.
CREATIVE DESIGN CONSULTANT
JENNIFER STEVENS
Jennifer Stevens is a seasoned brand and web designer who blends visual storytelling across print and digital to build identities and websites that fit each company’s style while staying on-trend. Known for refreshing and elevating established brands, she brings strategic rigor and creative intuition to every project; off the clock, she’s roller skating or diving into her next art piece.
DIRECTOR OF CREATIVE SERVICES
DEANDRA MIKLOS
Deandra Miklos is a marketing leader with 10+ years in financial services and startups; as an early hire at LPL’s Strategic Wealth Services, she helped scale from zero to 40+ firms managing $100B+ and has guided 60+ firms through brand creation, transitions, and digital transformations with scalable, cost-saving programs and campaigns. Outside work, she enjoys hiking with her dog Luna, cooking with her husband Aj, and crafting elaborate Christmas décor themes.
chief executive officer & founder
STACIE CRADDOCK
Stacie Craddock is a seasoned compliance professional who has led investment advisory firms through regulatory challenges, operational growth, and strategic transitions, specializing in practical frameworks that align SEC regulations with business objectives across executive and consulting roles. Based in Boulder, she’s a devoted Friday night football fan, photography enthusiast, and pastry design hobbyist who finds joy in family, travel, and creative pursuits.
CHIEF GROWTH & STRATEGY OFFICER
ADAM OSTERMILLER
Adam Ostermiller is a business development and strategy leader with ~20 years in custody sales, advisor recruiting, and growth, who led $16B+ in asset transitions at LPL and Schwab. He drives expansion through partnerships and advisor acquisition, holds an MBA and Series 7/63, serves on the ACE Scholarships board, and is a dad of three who loves snowboarding in Colorado.
Question 2:
Lorem ipsum dolor sit amet
CREATIVE DESIGN CONSULTANT
ANNISTON CRADDOCK
Anniston is a creative marketing and design leader with deep expertise in brand strategy, digital content, and visual storytelling across industries. She aligns creative direction with business goals to deliver design-driven campaigns that elevate brands—and off the clock, she makes music to unwind and stay inspired.
CREATIVE DESIGN ASSOCIATE
IZZY DABOUB
Izzy Daboub is a passionate professional with a background in event planning, digital media, and strategic communication. Her passions outside of work include practicing yoga and Pilates, which reflect her focus on balance and well-being.
Please Note:
At the beginning of each section, you will see a button with a bell next to the title which will tell you approximately how much time that section should take to complete. Please note, much of this training is self paced and you are encouraged to work through each item at a speed that is best for your learning style.
CHIEF GROWTH & STRATEGY OFFICER
ADAM OSTERMILLER
Adam Ostermiller is a business development and strategy leader with ~20 years in custody sales, advisor recruiting, and growth, who led $16B+ in asset transitions at LPL and Schwab. He drives expansion through partnerships and advisor acquisition, holds an MBA and Series 7/63, serves on the ACE Scholarships board, and is a dad of three who loves snowboarding in Colorado.
MULTIMEDIA CONTENT CONSULTANT
LUKE OSTERMILLER
Luke is a Denver-based filmmaker, photographer, and founder of Loste Films, partnering with artists and brands to create visually striking, emotionally resonant work—from feature films and shorts to music videos and branded stories. Driven by the human experience, he brings a thoughtful, cinematic approach that leaves a lasting impression—and he’s almost always filming, chasing the next story.
CHIEF EXECUTIVE OFFICER & FOUNDER
STACIE CRADDOCK
Stacie Craddock is a seasoned compliance professional who has led investment advisory firms through regulatory challenges, operational growth, and strategic transitions, specializing in practical frameworks that align SEC regulations with business objectives across executive and consulting roles. Based in Boulder, she’s a devoted Friday night football fan, photography enthusiast, and pastry design hobbyist who finds joy in family, travel, and creative pursuits.
Question 1:
Please Note:
At the beginning of each section, you will see a button with a bell next to the title which will tell you approximately how much time that section should take to complete. Please note, much of this training is self paced and you are encouraged to work through each item at a speed that is best for your learning style.
CHIEF OPERATING OFFICER
ASHLEY CRADDOCK
Ashley Craddock is a dynamic sales and solutions leader with 10+ years in commercial real estate technology, client management, and strategic growth; as COO, she tailors innovative strategies and operational solutions that boost efficiency and elevate the client experience. A passionate traveler, she has visited 13 countries and is always planning her next getaway.
HUMAN RESOURCES OFFICER
TAMMI ELLIS
Tammi is a dedicated compliance professional with a Series 65 license and a background as a CCO delegate. She supports the lead consultants and oversees key operational functions, including human resources and payroll. Outside of work, Tammi enjoys gardening, which reflects her patience, attention to detail, and commitment to growth.
LEAD COMPLIANCE CONSULTANT
LINDSAY RIDER
Lindsay Rider is a Lead Consultant, holding the Series 65 and CSCP-IA designation. She enjoys coaching CCOs to build values-driven compliance cultures and streamline operations through risk assessments, regulatory filings, and tailored, tech-enabled programs. Outside of work, she’s often renovating her home to make each space both beautiful and highly functional.
COMPLIANCE ASSOCIATE
IZZY DABOUB
Izzy Daboub is a passionate professional with a background in event planning, digital media, and strategic communication. Her passions outside of work include practicing yoga and Pilates, which reflect her focus on balance and well-being.
SENIOR LEAD COMPLIANCE CONSULTANT
CATHERINE TEICHERT
Catherine Teichert is a seasoned finance professional with 20+ years’ experience, an MBA, and the CSCP-IA designation; as a Senior Lead Consultant at ICA, she leverages hands-on CCO experience to spot compliance risks, implement proactive regulatory strategies, and expertly interpret SEC rules. Outside of work, she channels her energy and competitive spirit into tennis and pickleball.
DIRECTOR OF CYBERSECURITY SERVICES
KRISTYN KOLLER
Kristyn Koller is a cybersecurity leader focused on protecting RIAs, blending business strategy with technical execution since 2008. A Colorado State University alum, she holds Microsoft, Cisco, and VMware certifications, is fluent in the NIST framework, and previously led a Top 500 MSP delivering proactive risk management and IT solutions. Outside of work, she’s a passionate runner who loves 5Ks and long-distance races.
MERCHANDISING & CREATIVE DESIGN ASSOCIATE
SALLY DAVEY
Sally is a Merchandise & Creative Associate who blends creativity, craftsmanship, and business savvy -drawing on 10+ years in sales, account management, and brand development to turn ideas into high-impact products. Before joining the team, she founded Threaded By Sal, an embroidery and print studio delivering everything from one-off pieces to full collections; off the clock, she’s often stitching her own designs into hats, tees, and apparel.
COMPLIANCE ASSOCIATE
Amanda Walker
Amanda is a dedicated compliance professional with a strong background in regulatory oversight, risk management, and operational compliance support. She partners closely with teams to streamline processes, maintain documentation standards, and ensure alignment with industry regulations. Outside of work, Amanda enjoys activities that reflect her organized, detail-oriented nature and commitment to continuous improvement.
COMPLIANCE ASSOCIATE
TAMMI ELLIS
Tammi is a dedicated compliance professional with a Series 65 license and a background as a CCO delegate. She supports the lead consultants and oversees key operational functions, including human resources and payroll. Outside of work, Tammi enjoys gardening, which reflects her patience, attention to detail, and commitment to growth.
Week 1 Day 2 Training
Lindsay Rider
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Transcript
Welcome to ica!
Week 1 Day 2
Start
Welcome Back!
Reflection
Share 3 things you learned or found interesting yesterday.
What is one goal that you have for today?
Next
Index
Today's Agenda
01
Learning Review
02
ICA Client Portal
03
RingCentral
04
Keeper
05
Gusto
06
Integrated Cyber Advisors
You will meet via Zoom at 10am MT with the cyber team.
07
SharePoint
08
Hubspot Intro (If time permits)
09
Reflection
Next
Learning Objectives
Today you will...
More Information +
Next
How this Course Works
Click each item to learn more
More Information +
If you have any issues throughout this course, do not hesitate to reach out to Ashley Craddock via text or call at 303-718-3066
Next
Learning Review
01
A look back
at yesterday's learning...
Next
Learning Review
Our Symbols = Our Culture
Boris the bear
Gold
Honey the bee
Teamwork | ConsistencyCompound Effort
Resilience through tough seasons.
The Standard: What's true and worth protecting.
Next
Learning Review
Mission
We believe that when people understand the why, compliance becomes more than a process. It becomes a way of leading a team with trust and purpose. Our mission is to set the standard through integrity, hard work, and honesty. We build a culture where accountability and heart go hand in hand, where preparation creates confidence, and where compliance teams feel both challenged and cared for.
Next
Learning Review
ICA Curated, Inc.
At the center of all the other departments
Integrated Compliance Advisors
Offers regulatory compliance for RIAs. Is a client of all other departments.
Integrated Cyber Advisors
Offers cyber solutions to compliance clients.
Integrated Creative Advisors
Offers marketing and branding solutions to compliance clients.
Next
Learning Review
Stacie Craddock
Adam Ostermiller
Ashley Craddock
Tammi Ellis
Next
Integrated Compliance Advisors
Lindsay Rider
Stacie Craddock
Catherine Teichert
Amanda Walker
Tammi Ellis
Izzy Daboub
Next
Learning Review
Kristyn Koller
Adam Ostermiller
Next
Learning Review
Deandra Miklos
Anniston Craddock
Izzy Daboub
Luke Ostermiller
Sally Davey
Jennifer Stevens
Next
Learning Review
Next
Learning Review
The Tools (so far)
Teams
Outlook
SharePoint
Next
Learning Review
Question 1:
Next
Learning Review
Question 2:
Next
Learning Review
Question 3:
Next
ICA Client Portal
02
ICA Client Portal
Tools Built for Success
Next
ICA Client Portal
ICA Client Portal
An overview of the client portal and it's uses. Our client portal, found through our website, is kept up to date with the latest information for our clients. This is a great tool for all clients and is included standard for ICA clients at any level of service in any silo.
Next
ICA Client Portal
To Do:
Sign up for the Client Portal
Explore the Client Portal
Use the temporary login to sign in while you wait for your access to be approved.Username: training@integrated-compliance.comPassword: TrainingModule
Next
RingCentral
03
Ring Central
Our VOIP system
Next
Tools
Answer the phone:
Thank you for calling ICA. This is [Your Name]. How may I help you?
Ring Central
Our phone system. Use this to call colleagues and clients. Note that all incoming and outgoing calls are recorded.
Next
Tools
To Do:
Download the RingCentral app on your computer.
Download the RingCentral app on your phone (this is optional).
Call Ashley Craddock and tell her how your day is going so far.
Next
Keeper
04
Keeper
Password Manager
Next
Tools
Keeper
Secure Password Manager. Keeper is our shared storage system which keeps all of our passwords safe and encrypted, while allowing us to share with one another between devices.
Next
Tools
To Do:
Access Keeper
Download the Keeper Chrome extension.
Try using the keeper extension to login to 5 firm's of your choice on FINRA Gateway
Next
Gusto
05
Gusto
HR and Time Request Manageme
Next
Tools
Gusto
Time Management. Gusto is where you request time off, download your W2 Statements, and complete various other HR related tasks.
Next
Tools
To Do:
Verify that you can login to Gusto.
Bookmark the Gusto website in your browser.
Download the Gusto app on your phone (this is optional.)
Next
Cyber
06
Integrated Cyber Advisors
Connect with the Cyber Team at 1:00 PM MT
This event is on your Outlook Calendar
Next
SharePoint
02
SharePoint
Navigating and Using our Files
Next
Tools
Sharepoint
Shared File Storage. Sharepoint is our central hub for all of our client and internal files. Watch this video to learn how to navigate it and everything it has to offer.
Next
Tools
To Do:
Bookmark our Sharepoint in your browser (be sure to use Google Chrome as your main browser)
Sync the Sharepoint files with your computer.
Navigate to: (Silos --> Curated --> Consultant WIP) and add a file with your name.
Next
SharePoint
SharePoint
Connecting our Files. Yesterday, you synced SharePoint on your computer and learned, at a high level, how to navigate our files. Today, we will take a deeper dive into our SharePoint system and will explore some commonly used items within the filing system.
Next
SharePoint
Part 1
ADV 2A
SharePoint
ADV 2B
Form CRS
The File Structure.
BCP
Compliance Manual
ADV & CRS
Privacy Policy
Base Docs
Investment Advisory
Branding
Financial Planning
Firm Name
Client Agreements
Consulting
All Testing Folders
Enhanced Calls
Employee Name
U4
Next
U5
Employee Name
SharePoint
To Do:
Create the main folders within Company ABC
Save a COPY of the following documents in Company ABC's folder. Be sure to save them in the correct locations.
Next
SharePoint
1.
Next
SharePoint
2.
Next
Hubspot
08
Hubspot
Tools Built for Success
Next
Hubspot
Hubspot
An Intro to our CRM. Hubspot is our main CRM system. All of our client notes and tasks are maintained within this platform. Client forms (I.e. annual amendment forms, U4/2B forms, etc.) automatically flow through here as well.
Next
Hubspot
To Do:
Set your profile pic in Hubspot
Link your Inbox (if not already done)
Download the Outlook Extension.
Create Company Views
Create Task Views
Next
Reflection
09
Reflection
We would like to hear your thoughts...
Next
Reflection
01.
Next
Reflection
02.
Next
Reflection
03.
Next
Feedback
Next
Thank you!
Don't forget your 3pm MT meeting with Ashley. It is on your calendar.
CREATIVE DESIGN CONSULTANT
JENNIFER STEVENS
Jennifer Stevens is a seasoned brand and web designer who blends visual storytelling across print and digital to build identities and websites that fit each company’s style while staying on-trend. Known for refreshing and elevating established brands, she brings strategic rigor and creative intuition to every project; off the clock, she’s roller skating or diving into her next art piece.
DIRECTOR OF CREATIVE SERVICES
DEANDRA MIKLOS
Deandra Miklos is a marketing leader with 10+ years in financial services and startups; as an early hire at LPL’s Strategic Wealth Services, she helped scale from zero to 40+ firms managing $100B+ and has guided 60+ firms through brand creation, transitions, and digital transformations with scalable, cost-saving programs and campaigns. Outside work, she enjoys hiking with her dog Luna, cooking with her husband Aj, and crafting elaborate Christmas décor themes.
chief executive officer & founder
STACIE CRADDOCK
Stacie Craddock is a seasoned compliance professional who has led investment advisory firms through regulatory challenges, operational growth, and strategic transitions, specializing in practical frameworks that align SEC regulations with business objectives across executive and consulting roles. Based in Boulder, she’s a devoted Friday night football fan, photography enthusiast, and pastry design hobbyist who finds joy in family, travel, and creative pursuits.
CHIEF GROWTH & STRATEGY OFFICER
ADAM OSTERMILLER
Adam Ostermiller is a business development and strategy leader with ~20 years in custody sales, advisor recruiting, and growth, who led $16B+ in asset transitions at LPL and Schwab. He drives expansion through partnerships and advisor acquisition, holds an MBA and Series 7/63, serves on the ACE Scholarships board, and is a dad of three who loves snowboarding in Colorado.
Question 2:
Lorem ipsum dolor sit amet
CREATIVE DESIGN CONSULTANT
ANNISTON CRADDOCK
Anniston is a creative marketing and design leader with deep expertise in brand strategy, digital content, and visual storytelling across industries. She aligns creative direction with business goals to deliver design-driven campaigns that elevate brands—and off the clock, she makes music to unwind and stay inspired.
CREATIVE DESIGN ASSOCIATE
IZZY DABOUB
Izzy Daboub is a passionate professional with a background in event planning, digital media, and strategic communication. Her passions outside of work include practicing yoga and Pilates, which reflect her focus on balance and well-being.
Please Note:
At the beginning of each section, you will see a button with a bell next to the title which will tell you approximately how much time that section should take to complete. Please note, much of this training is self paced and you are encouraged to work through each item at a speed that is best for your learning style.
CHIEF GROWTH & STRATEGY OFFICER
ADAM OSTERMILLER
Adam Ostermiller is a business development and strategy leader with ~20 years in custody sales, advisor recruiting, and growth, who led $16B+ in asset transitions at LPL and Schwab. He drives expansion through partnerships and advisor acquisition, holds an MBA and Series 7/63, serves on the ACE Scholarships board, and is a dad of three who loves snowboarding in Colorado.
MULTIMEDIA CONTENT CONSULTANT
LUKE OSTERMILLER
Luke is a Denver-based filmmaker, photographer, and founder of Loste Films, partnering with artists and brands to create visually striking, emotionally resonant work—from feature films and shorts to music videos and branded stories. Driven by the human experience, he brings a thoughtful, cinematic approach that leaves a lasting impression—and he’s almost always filming, chasing the next story.
CHIEF EXECUTIVE OFFICER & FOUNDER
STACIE CRADDOCK
Stacie Craddock is a seasoned compliance professional who has led investment advisory firms through regulatory challenges, operational growth, and strategic transitions, specializing in practical frameworks that align SEC regulations with business objectives across executive and consulting roles. Based in Boulder, she’s a devoted Friday night football fan, photography enthusiast, and pastry design hobbyist who finds joy in family, travel, and creative pursuits.
Question 1:
Please Note:
At the beginning of each section, you will see a button with a bell next to the title which will tell you approximately how much time that section should take to complete. Please note, much of this training is self paced and you are encouraged to work through each item at a speed that is best for your learning style.
CHIEF OPERATING OFFICER
ASHLEY CRADDOCK
Ashley Craddock is a dynamic sales and solutions leader with 10+ years in commercial real estate technology, client management, and strategic growth; as COO, she tailors innovative strategies and operational solutions that boost efficiency and elevate the client experience. A passionate traveler, she has visited 13 countries and is always planning her next getaway.
HUMAN RESOURCES OFFICER
TAMMI ELLIS
Tammi is a dedicated compliance professional with a Series 65 license and a background as a CCO delegate. She supports the lead consultants and oversees key operational functions, including human resources and payroll. Outside of work, Tammi enjoys gardening, which reflects her patience, attention to detail, and commitment to growth.
LEAD COMPLIANCE CONSULTANT
LINDSAY RIDER
Lindsay Rider is a Lead Consultant, holding the Series 65 and CSCP-IA designation. She enjoys coaching CCOs to build values-driven compliance cultures and streamline operations through risk assessments, regulatory filings, and tailored, tech-enabled programs. Outside of work, she’s often renovating her home to make each space both beautiful and highly functional.
COMPLIANCE ASSOCIATE
IZZY DABOUB
Izzy Daboub is a passionate professional with a background in event planning, digital media, and strategic communication. Her passions outside of work include practicing yoga and Pilates, which reflect her focus on balance and well-being.
SENIOR LEAD COMPLIANCE CONSULTANT
CATHERINE TEICHERT
Catherine Teichert is a seasoned finance professional with 20+ years’ experience, an MBA, and the CSCP-IA designation; as a Senior Lead Consultant at ICA, she leverages hands-on CCO experience to spot compliance risks, implement proactive regulatory strategies, and expertly interpret SEC rules. Outside of work, she channels her energy and competitive spirit into tennis and pickleball.
DIRECTOR OF CYBERSECURITY SERVICES
KRISTYN KOLLER
Kristyn Koller is a cybersecurity leader focused on protecting RIAs, blending business strategy with technical execution since 2008. A Colorado State University alum, she holds Microsoft, Cisco, and VMware certifications, is fluent in the NIST framework, and previously led a Top 500 MSP delivering proactive risk management and IT solutions. Outside of work, she’s a passionate runner who loves 5Ks and long-distance races.
MERCHANDISING & CREATIVE DESIGN ASSOCIATE
SALLY DAVEY
Sally is a Merchandise & Creative Associate who blends creativity, craftsmanship, and business savvy -drawing on 10+ years in sales, account management, and brand development to turn ideas into high-impact products. Before joining the team, she founded Threaded By Sal, an embroidery and print studio delivering everything from one-off pieces to full collections; off the clock, she’s often stitching her own designs into hats, tees, and apparel.
COMPLIANCE ASSOCIATE
Amanda Walker
Amanda is a dedicated compliance professional with a strong background in regulatory oversight, risk management, and operational compliance support. She partners closely with teams to streamline processes, maintain documentation standards, and ensure alignment with industry regulations. Outside of work, Amanda enjoys activities that reflect her organized, detail-oriented nature and commitment to continuous improvement.
COMPLIANCE ASSOCIATE
TAMMI ELLIS
Tammi is a dedicated compliance professional with a Series 65 license and a background as a CCO delegate. She supports the lead consultants and oversees key operational functions, including human resources and payroll. Outside of work, Tammi enjoys gardening, which reflects her patience, attention to detail, and commitment to growth.