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6.4.13 Flashcard Review

Amanda Ukasick

Created on September 21, 2025

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Transcript

In face-to-face mortgage applications, what is the correct HMDA protocol if a borrower declines to provide demographic information, as illustrated by Kristen O’Malley’s applications?

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Make a visual observation or record based on appearance or surname.

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Why was Liam’s co-marketing arrangement with real estate agent Alicia a RESPA Section 8 violation?

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He failed to document that payments were for actual services at fair market value, creating a potential referral kickback.

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What risks did PalmView Home Lending illustrate for MLOs like Shanice, Kristen, and Liam?

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Missing HMDA data, undocumented referral arrangements (kickbacks), and potential borrower steering via undisclosed bonus structures.

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What were the outcomes for the MLOs and the Miami branch after regulatory review?

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Kristen received a warning and compliance retraining; Liam was terminated; PalmView paid $110,000 in settlement; bonus structures were revised; Shanice was promoted for compliance adherence.

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Answer

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Answer DELETE "NEXT CARD" on the bottm right from the last flashcard

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